Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-15

Branch Locations

625 The City Drive South, Suite 460, Orange, CA 92868 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

625 The City Dr S Ste 460, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corp Scottsdale AZ 12/2019 05/2021
Flower Child Scottsdale AZ 10/2018 08/2019
Quicken Loans Phoenix AZ 08/2016 10/2018
Tailored Management Scottsdale AZ 08/2019 12/2019
Fidelity Sunnyvale CA 06/2021 03/2024
Osaic Orange CA 03/2024 09/2025
Lpl Financial Llc Orange CA 09/2025 Present
  • 12/2019 → 05/2021
    Nationwide Investment Services Corp
    Scottsdale, AZ
  • 10/2018 → 08/2019
    Flower Child
    Scottsdale, AZ
  • 08/2016 → 10/2018
    Quicken Loans
    Phoenix, AZ
  • 08/2019 → 12/2019
    Tailored Management
    Scottsdale, AZ
  • 06/2021 → 03/2024
    Fidelity
    Sunnyvale, CA
  • 03/2024 → 09/2025
    Osaic
    Orange, CA
  • 09/2025 → Present
    Orange, CA
Previous Registrations
Other Businesses

1. 08/2025 - MCRAE KIRMSE - NOTARY - Notary - Investment related - 00 Hrs/Mth - 00 Hrs During Trading - Orange CA 92868 - OBA start date: 02/08/2022 2. 08/2025 - MCRAE KIRMSE - Non-Variable Insurance - Investment related - 00 Hrs/Mth - 00 Hrs During Trading - Orange CA 92868 - OBA start date: 08/16/2022 3. 08/2025 - STRATEGIC ALLIANCE FINANCIAL ADVISORS INC - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 08 Hrs During Trading - At Reported Business Location(s) - OBA start date: 09/15/2025

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-12
S65 Uniform Investment Adviser Law Examination 2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2021-02-12
  • S65 Uniform Investment Adviser Law Examination
    2020-12-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orange, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor