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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-15 |
Branch Locations
625 The City Drive South, Suite 460, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corp | Scottsdale | AZ | 12/2019 | 05/2021 |
| Flower Child | Scottsdale | AZ | 10/2018 | 08/2019 |
| Quicken Loans | Phoenix | AZ | 08/2016 | 10/2018 |
| Tailored Management | Scottsdale | AZ | 08/2019 | 12/2019 |
| Fidelity | Sunnyvale | CA | 06/2021 | 03/2024 |
| Osaic | Orange | CA | 03/2024 | 09/2025 |
| Lpl Financial Llc | Orange | CA | 09/2025 | Present |
1. 08/2025 - MCRAE KIRMSE - NOTARY - Notary - Investment related - 00 Hrs/Mth - 00 Hrs During Trading - Orange CA 92868 - OBA start date: 02/08/2022 2. 08/2025 - MCRAE KIRMSE - Non-Variable Insurance - Investment related - 00 Hrs/Mth - 00 Hrs During Trading - Orange CA 92868 - OBA start date: 08/16/2022 3. 08/2025 - STRATEGIC ALLIANCE FINANCIAL ADVISORS INC - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 08 Hrs During Trading - At Reported Business Location(s) - OBA start date: 09/15/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 2020-12-14 |
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