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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
WA RA APPROVED 2022-02-08
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • WA RA
    APPROVED
    Since 2022-02-08

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Lynnwood WA 12/2019 03/2020
Wells Fargo Bank, Na Lynnwood WA 02/2016 01/2022
100% Clean Llc Marysville WA 06/2020 01/2022
Wells Fargo Clearing Services, Llc Lynnwood WA 07/2021 01/2022
Charles Schwab & Co., Inc. Seattle WA 01/2022 Present
Charles Schwab Bank, Ssb Seattle WA 01/2022 Present
Previous Registrations
Other Businesses

1) 100% CLEAN LLC | Investment Related:No|Other|owner|8/11/2020|Less than 20|0|managerial, looking over payroll and business planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-07
  • S66 Uniform Combined State Law Examination
    2021-12-07
Other Names
  • Camilo Hincapie

View on SEC IAPD

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