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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wesley Chapel | FL | 12/2019 | 04/2021 |
| Wells Fargo Na | Wesley Chapel | FL | 11/2015 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Wesley Chapel | FL | 08/2021 | 11/2022 |
| Jp Morgan Securities, Llc | Tampa | FL | 11/2022 | Present |
| Jp Morgan Chase Bank, N.A. | Tampa | FL | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
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