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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2018-10-16 |
Branch Locations
354 Mountain View Dr Ste 303, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 05/2005 | 10/2018 |
| Lpl Financial Llc | Colchester | VT | 10/2018 | Present |
1. 02/06/2019 - Onestá Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/08/2018 - 260 hrs/mo - 200 hours during trading. 2. 10/15/2021 - Maple Ridge Ranch - Not Investment Related - Home Based - Other-other-business owner - Owner/President - Started 10/12/2018 - 40 Hours Per Month/0 Hours During Securities Trading - Single person operation raising cattle for eventual sale of meat or live animals as well as Maple Sugar products derived from the sap of Maple Trees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-22 |
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