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Gregory Luke Lemieux

LPl Financial LLC

Colchester, VT

CRD 4962219

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2018-10-16
  • VT RA
    APPROVED
    Since 2018-10-16

Branch Locations

354 Mountain View Dr Ste 303, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2005 10/2018
Lpl Financial Llc Colchester VT 10/2018 Present
Previous Registrations
  • 2007-01-29 → 2018-10-15
    South Burlington, VT
    Burlington, VT
Other Businesses

1. 02/06/2019 - Onestá Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/08/2018 - 260 hrs/mo - 200 hours during trading. 2. 10/15/2021 - Maple Ridge Ranch - Not Investment Related - Home Based - Other-other-business owner - Owner/President - Started 10/12/2018 - 40 Hours Per Month/0 Hours During Securities Trading - Single person operation raising cattle for eventual sale of meat or live animals as well as Maple Sugar products derived from the sap of Maple Trees.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22
Other Names
  • Gregory L Lemieux

View on SEC IAPD

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