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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-26
CA RA APPROVED 2020-11-02
  • TX RA
    APPROVED
    Since 2021-05-26
  • CA RA
    APPROVED
    Since 2020-11-02

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 12/2019 Present
Farmers Insurance Canoga Park CA 03/2019 12/2019
San Jose History San Jose CA 08/2017 12/2018
Starbucks Coffee Simi Valley And Menlo Park CA 10/2013 05/2017
Unemployed Simi Valley CA 12/2018 03/2019
Menlo College Atherton CA 09/2017 09/2018
Moorpark College Moorpark CA 08/2013 08/2017
Menlo College Atherton CA 08/2016 12/2018
Bank Of America N.A. Westlake Village CA 02/2020 Present
  • 12/2019 → Present
    Westlake Village, CA
  • 03/2019 → 12/2019
    Farmers Insurance
    Canoga Park, CA
  • 08/2017 → 12/2018
    San Jose History
    San Jose, CA
  • 10/2013 → 05/2017
    Starbucks Coffee
    Simi Valley And Menlo Park, CA
  • 12/2018 → 03/2019
    Unemployed
    Simi Valley, CA
  • 09/2017 → 09/2018
    Menlo College
    Atherton, CA
  • 08/2013 → 08/2017
    Moorpark College
    Moorpark, CA
  • 08/2016 → 12/2018
    Menlo College
    Atherton, CA
  • 02/2020 → Present
    Bank Of America N.A.
    Westlake Village, CA
Other Businesses

I*1547295 For profit or not for profit: Entity For Profit Name of outside business organization: BROTHER HOLDINGS LLC Investment related: N Address of business: Scottsdale, Arizona, 85257, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/24/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , This outside business is already disclosed - Brother Holdings LLC. The business is simply being reformed under a new EIN in the state that I currently reside in.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Eli Hoff
  • Elias Hoff

View on SEC IAPD

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