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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-03-31
  • CT RA
    APPROVED
    Since 2022-03-31

Branch Locations

Cambridge, MA • United States

2 Corporate Dr Ste 743, Shelton, CT 06484 • United States

Plainville, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington CT 12/2019 03/2022
Keller Williams Realty West Hartford CT 06/2016 12/2019
General Electric/Abb Plainville CT 10/2016 09/2018
Darden Restaurants Inc West Hartford CT 04/2018 03/2019
Bank Of America, N.A. Farmington CT 02/2020 03/2022
Ameriprise Financial Services, Llc Shelton CT 03/2022 Present
Previous Registrations
Other Businesses

Outside Employment; Array Services, LLC; Being paid through the LLC for the work I do at Ameriprise; Manage advisory business; 36 Washington St, Suite 140 , Wellesley , MA, 02481; Investment-Related; 03/07/2022; 60 hours per month; 60 during trading hours. Other Business Activities; Ebay; selling unwanted personal items on Ebay website through SSN from home; 69 Northwest Dr, Apt 35, , Plainville, CT, 06062; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / Mercari; selling own personal unwanted items on Mercari app/website from home; 69 Northwest Dr, Apt 35, , Plainville, CT, 06062; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
  • S66 Uniform Combined State Law Examination
    2020-10-29

View on SEC IAPD

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