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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-26
TX RA APPROVED 2021-07-26
  • PA RA
    APPROVED
    Since 2021-07-26
  • TX RA
    APPROVED
    Since 2021-07-26

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes Barre PA 12/2019 Present
University Of Scranton Scranton PA 06/2014 05/2018
Marywood University Scranton PA 05/2018 12/2019
Bank Of America, N.A. Wilkes Barre PA 02/2020 Present
  • 12/2019 → Present
    Wilkes Barre, PA
  • 06/2014 → 05/2018
    University Of Scranton
    Scranton, PA
  • 05/2018 → 12/2019
    Marywood University
    Scranton, PA
  • 02/2020 → Present
    Bank Of America, N.A.
    Wilkes Barre, PA
Other Businesses

I*3979292 Entity Type: Entity Governmental Name of OBA: Carbondale JR/SR High School Address: Carbondale, Pennsylvania, 18407 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/23/2026 Number of Hours: 9, Weekly Number of Hours during trading: 0, Weekly Duties: Volunteer/ part time baseball coach ( accepting reimbursement for coaching curriculum & coaching exams and time/ expense ) Baseball coach. Conducting practice and attending games after work / school. Attending volunteering events with the team potentially in the local community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-23
  • S66 Uniform Combined State Law Examination
    2021-07-23

View on SEC IAPD

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