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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-03 |
| TX | RA | APPROVED | 2023-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 12/2019 | 12/2021 |
| Solar Systems Inc. | San Jose | CA | 04/2018 | 11/2019 |
| University Of California | Davis | CA | 09/2016 | 12/2019 |
| Bank Of America Corporation | San Jose | CA | 12/2019 | 12/2021 |
| Ubs | Menlo Park | CA | 03/2022 | 07/2023 |
| Jp Morgan Chase Bank, N.A. | Sunnyvale | CA | 08/2023 | Present |
| Jp Morgan Securities, Llc | Sunnyvale | CA | 08/2023 | Present |
| Ubs Financial Services Inc | Menlo Park | CA | 03/2022 | 06/2023 |
| Unemployed | San Jose | CA | 01/2022 | 02/2022 |
| Sen Studio | San Jose | CA | 03/2025 | Present |
Entity Name: Sen Studio Investment related: No "Address: thesenstudio.com" Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 03/14/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: selling women's apparel online, no similarity or connection to role at JPMorgan Chase roles: business strategy and planning, management, marketing"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-11 |
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