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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-03
TX RA APPROVED 2023-08-03
  • CA RA
    APPROVED
    Since 2023-08-03
  • TX RA
    APPROVED
    Since 2023-08-03

Branch Locations

410 S. Mathilda Avenue, Sunnyvale, CA 94086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 12/2019 12/2021
Solar Systems Inc. San Jose CA 04/2018 11/2019
University Of California Davis CA 09/2016 12/2019
Bank Of America Corporation San Jose CA 12/2019 12/2021
Ubs Menlo Park CA 03/2022 07/2023
Jp Morgan Chase Bank, N.A. Sunnyvale CA 08/2023 Present
Jp Morgan Securities, Llc Sunnyvale CA 08/2023 Present
Ubs Financial Services Inc Menlo Park CA 03/2022 06/2023
Unemployed San Jose CA 01/2022 02/2022
Sen Studio San Jose CA 03/2025 Present
  • 12/2019 → 12/2021
    San Jose, CA
  • 04/2018 → 11/2019
    Solar Systems Inc.
    San Jose, CA
  • 09/2016 → 12/2019
    University Of California
    Davis, CA
  • 12/2019 → 12/2021
    Bank Of America Corporation
    San Jose, CA
  • 03/2022 → 07/2023
    Ubs
    Menlo Park, CA
  • 08/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Sunnyvale, CA
  • 08/2023 → Present
    Sunnyvale, CA
  • 03/2022 → 06/2023
    Menlo Park, CA
  • 01/2022 → 02/2022
    Unemployed
    San Jose, CA
  • 03/2025 → Present
    Sen Studio
    San Jose, CA
Previous Registrations
Other Businesses

Entity Name: Sen Studio Investment related: No "Address: thesenstudio.com" Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 03/14/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: selling women's apparel online, no similarity or connection to role at JPMorgan Chase roles: business strategy and planning, management, marketing"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
  • S66 Uniform Combined State Law Examination
    2021-06-11
Other Names
  • Adrienne Lee
  • Adrienne Tran
  • Adrienne Baokim Lee

View on SEC IAPD

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