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Inactive

Robert Bruce Kerns

Kerns Legacy Planning

Phoenix, AZ

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Current Employers
Kerns Legacy Planning

3509 E Shea Blvd Ste 109, Phoenix, AZ 85028 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-12
  • AZ RA
    APPROVED
    Since 2026-02-12

Branch Locations

3509 E Shea Blvd Ste 109, Phoenix, AZ 85028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 12/2019 02/2022
American Family Insurance Phoenix AZ 05/2019 12/2019
The University Of Arizona- Eller College Of Management Tucson AZ 08/2016 05/2019
Bank Of America, N.A. Scottsdale AZ 01/2020 02/2022
Morgan Stanley Gilbert AZ 04/2022 01/2026
Kerns Legacy Planning Llc Phoenix AZ 01/2026 Present
  • 12/2019 → 02/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
  • 05/2019 → 12/2019
    American Family Insurance
    Phoenix, AZ
  • 08/2016 → 05/2019
    The University Of Arizona- Eller College Of Management
    Tucson, AZ
  • 01/2020 → 02/2022
    Bank Of America, N.A.
    Scottsdale, AZ
  • 04/2022 → 01/2026
    Morgan Stanley
    Gilbert, AZ
  • 01/2026 → Present
    Kerns Legacy Planning Llc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Designations
Other Names
  • Robert Kerns
  • Robert Bruce Kerns
  • Trey Kerns
  • Robert Bruce Kerns

View on SEC IAPD

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JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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