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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-19 |
| WI | RA | APPROVED | 2012-03-16 |
Branch Locations
278 Junction Rd., Madison, WI 53717 • United States
1435 Monroe St, Madison, WI 53711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | WI | 03/2012 | Present |
(1) 2/16/2012 - Betty Lou Cruises - Outside/W-2 Employment - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Bartend and serve food on dinner cruise boat. - 1% TIME SPENT - Betty Lou Cruises (2) 09/20/2022 - Wealth Management at UW Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-08 |
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