Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-11
OH RA APPROVED 2025-04-11
KS RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • NC RA
    APPROVED
    Since 2025-04-11
  • OH RA
    APPROVED
    Since 2025-04-11
  • KS RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

400 Bellemeade St Suite 301, Greensboro, NC 27401 • United States

7333 Paragon Rd Ste 250, Dayton, OH 45459 • United States

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
No Employment No Employment MO 03/2011 05/2018
Lutheran High School Of Kansas City Kansas City MO 05/2018 08/2018
State Fair Community College Osage Beach MO 08/2018 08/2019
Kansas State University Manhattan KS 08/2019 01/2020
Kansas State University Manhattan KS 01/2020 12/2021
Prosperity Advisors, Llc Overland Park KS 12/2019 Present
Cetera Advisors Saint Cloud MN 12/2019 04/2021
Cetera Advisors Llc Saint Cloud MN 04/2021 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 01/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Scott Private Wealth Overland Park KS 01/2026 Present
  • 03/2011 → 05/2018
    No Employment
    No Employment, MO
  • 05/2018 → 08/2018
    Lutheran High School Of Kansas City
    Kansas City, MO
  • 08/2018 → 08/2019
    State Fair Community College
    Osage Beach, MO
  • 08/2019 → 01/2020
    Kansas State University
    Manhattan, KS
  • 01/2020 → 12/2021
    Kansas State University
    Manhattan, KS
  • 12/2019 → Present
    Prosperity Advisors, Llc
    Overland Park, KS
  • 12/2019 → 04/2021
    Cetera Advisors
    Saint Cloud, MN
  • 04/2021 → Present
    Cetera Advisors Llc
    Saint Cloud, MN
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 03/2024 → Present
    Schaumburg, IL
  • 01/2026 → Present
    Scott Private Wealth
    Overland Park, KS
Other Businesses

1) PROSPERITY ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED, 12/2019, FINANCIAL ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 4/2022; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: SCOTT PRIVATE WEALTH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BU/2026SINESS: FINANCIAL SERVICES, START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greensboro, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor