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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-17
FL RA APPROVED 2015-10-20
  • TX RA
    APPROVED_RES
    Since 2016-08-17
  • FL RA
    APPROVED
    Since 2015-10-20

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Saint Cloud FL 08/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Cloud FL 09/2015 Present
Previous Registrations
Other Businesses

I*1948274 Entity Type: Entity For Profit Name of OBA: Digmans LLC Address: Palm Harbor, Florida, 34684 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2024 Number of Hours: 6, Weekly Number of Hours during trading: 0, Weekly Duties: Horse Training and Sales Purchase, managing care and training, and sales of equine

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-17
S63 Uniform Securities Agent State Law Examination 2005-05-27
  • S66 Uniform Combined State Law Examination
    2014-09-17
  • S63 Uniform Securities Agent State Law Examination
    2005-05-27
Other Names
  • Bill Isaac Digman
  • William Isaac Digman
  • Bill I Digman
  • Bill Digman
  • William Isaac Digman
  • William I Digman
  • William I Digman

View on SEC IAPD

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