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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-28 |
| KY | RA | APPROVED | 2023-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Kentucky | Lexington | KY | 08/2019 | 03/2020 |
| Chipotle | Lexington | KY | 02/2019 | 09/2019 |
| Southern Kentucky Soccer | Bowling Green | KY | 03/2016 | 03/2018 |
| University Of Kentucky | Lexington | KY | 08/2017 | 03/2020 |
| South Warren High School | Bowling Green | KY | 08/2013 | 05/2017 |
| Unemployed | Bowling Green | KY | 05/2017 | 08/2017 |
| Thrivent Investment Management Inc | Lexington | KY | 03/2020 | 08/2020 |
| Thrivent Financial | Appleton | WI | 03/2020 | 07/2020 |
| Thrivent Financial | Appleton | WI | 07/2020 | 08/2020 |
| Bankers Life Securities, Inc | Lexington | KY | 09/2020 | 12/2020 |
| Bankers Life & Casualty, Inc | Lexington | KY | 08/2020 | 12/2020 |
| Thrivent Financial | Lexington | KY | 01/2020 | 08/2020 |
| Bankers Life | Lexington | KY | 08/2020 | 10/2020 |
| Fifth Third Bank | Lexington | KY | 10/2020 | 03/2023 |
| University Of Kentucky | Lexington | KY | 05/2017 | 05/2020 |
| South Warren High School | Bowling Green | KY | 05/2013 | 05/2017 |
| Fifth Third Securities | Lexington | KY | 10/2021 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 03/2023 | Present |
| Bank Of America, N.A. | Lexington | KY | 05/2023 | Present |
I*3286278Entity Type: For Profit Name of OBA: Halo Homes LLC Address: Lexington, Kentucky, 40509Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/15/2024Number of Hours: 2, Weekly Number of Hours during trading: 0, Duties: A business my wife has started to purchase and sell real estate. I am to be listed on the accounts and have a percent in ownership. My expected responsibilities are to communicate with the other involved parties, my wife and brother-in-law, over personal email concerning real estate properties, occasionally making deposits and withdrawals, transfer money to and from accounts. I*3774265, Entity Type: Charitable, Name of OBA: Chamber of Music, Address: Lexington, Kentucky, 40509, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 02/16/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Help with ideas on fundraising and ways to promote the organization to new audiences. Promote music and the arts in the city of Lexington and surrounding counties I*3774266, Entity Type: Charitable, Name of OBA: United Way of the Bluegrass, Address: Lexington, Kentucky, 40517, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 02/16/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Be a member of an advisory committee that help think of new ideas to help the community United Way serves, Provide basic needs to the bluegrass community I*3865265 Entity Type: Charitable Name of OBA: Isaiah House Address: Harrodsburg, Kentucky, 40330 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/16/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Isaiah House is Kentucky's largest non-profit, Christ-centered addiction recovery organization. We provide evidence-based, holistic care to individuals battling substance use disorders. With a heart for transforming lives, we serve individuals and families across the Commonwealth through a full continuum of care, from residential treatment to outpatient services and recovery support. Be a board member and provide counsel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-22 |
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