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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-19
  • IL RA
    APPROVED
    Since 2025-02-19

Branch Locations

3923 West 95Th Street, Evergreen Park, IL 60805 • United States

15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Chicago IL 11/2019 11/2020
Tcf Bank Oak Lawn, Orland IL 10/2014 11/2019
City Of Chicago Chicago IL 12/2020 Present
Cetera Advisors St Cloud MN 06/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 11/2019 → 11/2020
    Td Ameritrade
    Chicago, IL
  • 10/2014 → 11/2019
    Tcf Bank
    Oak Lawn, Orland, IL
  • 12/2020 → Present
    City Of Chicago
    Chicago, IL
  • 06/2022 → Present
    Cetera Advisors
    St Cloud, MN
  • 02/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 24, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CITY OF CHICAGO, INVESTMENT RELATED: NO, ADDRESS: 4602 S. COTTAGE GROVE, CHICAGO, IL, IL NATURE OF BUSINESS: CITY SERVICES, START DATE: 12/20, POSITION/TITLE/RELATIONSHIP: FIREMAN, APX NUMBER OF HOURS PER WEEK: 72, APX NUMBER OF HOURS DURING TRADING HOURS:16, BRIEF DESCRIPTION OF DUTIES: FIGHTING FIRE AND PROTECTING LIVES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-30
S63 Uniform Securities Agent State Law Examination 2020-06-23
  • S65 Uniform Investment Adviser Law Examination
    2024-12-30
  • S63 Uniform Securities Agent State Law Examination
    2020-06-23
Other Names
  • Patrick Conor Cisko

View on SEC IAPD

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