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Thomas J Case

Mml Investors Services, LLC

East Providence, RI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-05-25
  • RI RA
    APPROVED
    Since 2021-05-25

Branch Locations

501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc East Providence RI 11/2020 Present
Mass Mutual Life Insurance Company East Providence RI 10/2020 Present
Ma Air National Guard Bourne MA 02/2016 02/2022
Ma Air National Guard Lexington MA 03/2020 08/2020
Grad School Fsu Framingham MA 09/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Inc. Lincoln RI 12/2019 03/2020
Pride Hyundai Of Seekonk Seekonk MA 05/2019 06/2019
Framingham State University Framingham MA 01/2016 05/2019
Blast Fitness Rumford RI 06/2017 08/2017
  • 11/2020 → Present
    Mml Investors Services, Llc
    East Providence, RI
  • 10/2020 → Present
    Mass Mutual Life Insurance Company
    East Providence, RI
  • 02/2016 → 02/2022
    Ma Air National Guard
    Bourne, MA
  • 03/2020 → 08/2020
    Ma Air National Guard
    Lexington, MA
  • 09/2019 → Present
    Grad School Fsu
    Framingham, MA
  • 12/2019 → 03/2020
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Lincoln, RI
  • 05/2019 → 06/2019
    Pride Hyundai Of Seekonk
    Seekonk, MA
  • 01/2016 → 05/2019
    Framingham State University
    Framingham, MA
  • 06/2017 → 08/2017
    Blast Fitness
    Rumford, RI
Other Businesses

(1) Name: Thomas Case Inv rel: Y Addr: 501 Wampanoag Trail, Riverside, RI 02915 Nature: Outside Insurance Position: Agent Start: 05/01/2021 No hrs/mo: 8 No hrs/mo dur trading: 5 Duties: Life, Disability, Long-term care and Fixed Annuities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2021-05-07
Other Names
  • Thomas Case

View on SEC IAPD

Other Firms

BLUE CHIP FINANCIAL ADVISORS, LLP
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BROWN ADVISORY GROUP, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

BRYAN DOUGLAS BECOTTE
CALEB NEVES
NELSON M RIBEIRO
JONATHAN PAUL MATRULLO
MARK STEVEN BOWEN
ELAINE MARIE CARVELLI
MICHAEL EVERETT GENETTI
JEFFREY LEONARD ALLISON

Other Offices

BLUE CHIP FINANCIAL ADVISORS, LLP · EAST PROVIDENCE, RI
MML INVESTORS SERVICES, LLC · EAST PROVIDENCE, RI
COMMONWEALTH FINANCIAL NETWORK · EAST PROVIDENCE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEEKONK, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Riverside, RI

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