Summer Bethune

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-07-19

NE RA
APPROVED

Since 2023-07-19

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Omaha,	NE	12/2019	06/2024
C & A Industries	Omaha	NE	10/2019	11/2019
Nelnet Diversified Solutions, Llc.	Omaha	NE	11/2016	10/2019
Benchmark Redevelopment Inc.	Lincoln	NE	05/2014	11/2016
Charles Schwab & Co., Inc.	Omaha	NE	01/2023	Present
Charles Schwab Bank Ssb	Omaha	MA	05/2023	Present

12/2019 → 06/2024

Td Ameritrade

Omaha,, NE
10/2019 → 11/2019

C & A Industries

Omaha, NE
11/2016 → 10/2019

Nelnet Diversified Solutions, Llc.

Omaha, NE
05/2014 → 11/2016

Benchmark Redevelopment Inc.

Lincoln, NE
01/2023 → Present

Charles Schwab & Co., Inc.

Omaha, NE
05/2023 → Present

Charles Schwab Bank Ssb

Omaha, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-18
S63	Uniform Securities Agent State Law Examination	2020-05-07

S66 Uniform Combined State Law Examination

2023-07-18
S63 Uniform Securities Agent State Law Examination

2020-05-07

View on SEC IAPD

Employer firm

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Nearby Firms

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Nearby Offices

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