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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-01-07 |
Branch Locations
321 S Highland Ave, Pierre, SD 57501 • United States
125 South 4Th Street, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rice & Associates, Inc | Pierre | SD | 08/2004 | Present |
Rice & Associates, Inc - accounting firm - not investment related - Pierre South Dakota - Partner - 08/2004 - Approx 160 hours monthly - Approx 140 hours during security trading hours. PSD Enterprises, LLC - Liquor Store - not investment related - Pierre South Dakota - member- 11/2024 - Approx 10 hours monthly - Approx 5 hours during security trading hours. PSD Holdings, LLC - Real Estate - not investment related - Pierre South Dakota - member - 11/2024 - Approx 1 hours monthly - Approx 1 hours during security trading hours. Highland Exexcutive Center, LLC - Real Estate - not investment related - Pierre South Dakota - member - Approx 1 hours monthly - Approx 1 hours during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-18 |
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