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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-01-02 |
| TX | RA | APPROVED_RES | 2024-01-02 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016 • United States
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Omaha | NE | 12/2019 | 07/2023 |
| Weslake Ace Hardware | Omaha | NE | 12/2014 | 09/2020 |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2022 | Present |
| Schwab Wealth Advisory, Inc. | Phoenix | AZ | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-14 |
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