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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2019 | Present |
| Owens Corning | Plano | TX | 07/2018 | 09/2019 |
| Baylor Launch | Waco | TX | 08/2017 | 05/2019 |
| Owens Corning | Plano | TX | 05/2017 | 08/2017 |
| Baylor University | Waco | TX | 08/2016 | 05/2017 |
| Baylor University | Waco | TX | 08/2017 | 07/2018 |
S LAZY H PROPERTIES, LLC; NOT INV. RELATED; TEMPLE,TX; 100% OWNERSHIP WITH SPOUSE; START DATE 04/11/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE. D4RKS13D LLC ; INV RELATED; WHITEFISH, MT; ASSET HOLDING;100% OWNERSHIP; START DATE: 11/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-14 |
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