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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-14 |
| AR | RA | APPROVED | 2024-06-13 |
Branch Locations
111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bentonville | AR | 11/2019 | 11/2021 |
| Bank Of America, N.A. | Rogers | AR | 03/2017 | 11/2019 |
| Nwa Courier | Bentonville | AR | 05/2016 | 03/2017 |
| University Of Arkansas | Fayetteville | AR | 08/2013 | 12/2017 |
| Arvest Bank | Springdale | AR | 11/2021 | 05/2022 |
| Arvest Wealth Management | Springdale | AR | 12/2021 | 05/2022 |
| Advisor Group | Oakdale | MN | 08/2022 | 05/2024 |
| Osaic Wealth, Inc. | Jersey City | NJ | 01/2024 | 05/2024 |
| Stephens Inc. | Little Rock | AR | 06/2024 | Present |
Imagine That AI LLC - Not investment related - 615 Main St., Apt. 101B, Little Rock, AR - Member/Creator - Building an app that allows users to generate art using AI - October 2025 - 10 hours per month devoted to the other business - 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-17 |
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