Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| CA | RA | APPROVED | 2020-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Murrieta | CA | 10/2015 | 11/2024 |
| Bank Of America, N.A. | Temecula | CA | 10/2015 | 11/2019 |
| Bank Of America, N.A | Murrieta | CA | 12/2019 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 11/2024 | Present |
| Bank Of America, N.A | Brea | CA | 11/2024 | Present |
I*1876294 , Entity Type,For Profit Name of OBA: TEM HOLDING COMPANY Address: Mission Viejo,California,92692 Investment Related: no Position, Title, Association:Board Member Employee Start Date: 06/21/2024 No Hours:4 yearly No Hours during trading: Duties:Board Member- no financial gain or interest
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-27 |
Reach out to this advisor