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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-28 |
Branch Locations
400 N. Roxbury Dr. 2Nd Floor, Beverly Hills, CA 90210 • United States
3424 Carson Street 1St Floor, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 11/2019 | 06/2023 |
| Bank Of America, N.A. | Santa Monica | CA | 11/2019 | 06/2023 |
| Santa Fe Natural Tobacco Company | Santa Fe | NM | 03/2013 | 02/2017 |
| Unemployed | North Hills | CA | 03/2017 | 07/2017 |
| Citibank/Citigroup | Santa Monica | CA | 08/2017 | 11/2019 |
| J.P. Morgan Securities Llc | Santa Monica | CA | 07/2023 | 08/2026 |
| Jpmorgan Chase Bank, N.A. | Santa Monica | CA | 07/2023 | 08/2026 |
| Rbc Securities, Inc | Beverly Hills | CA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-20 |
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