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Suhey Marie Rios Perez

Mutual Of Omaha Investor Services, Inc.

Coral Gables, FL

Homestead, FL

CRD 7203336

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Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2021-06-09
FL RA APPROVED 2020-12-04
  • PR RA
    APPROVED
    Since 2021-06-09
  • FL RA
    APPROVED
    Since 2020-12-04

Branch Locations

2600 Douglas Rd Ste 1109, Coral Gables, FL 33134 • United States

Homestead, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Coral Gables FL 11/2019 Present
Mutual Of Omaha Insurance Company Coral Gables FL 03/2019 Present
Unemployed And Student (Ana G Mendez University System) Medley FL 01/2018 02/2019
Discovery Port Kids Academy Orlando FL 11/2017 01/2018
Unemployed And Student In Ana G Mendez University Sytem Orlando FL 04/2017 11/2017
Unemployed Puerto Rico And Orlando FL 01/2016 03/2017
  • 11/2019 → Present
    Mutual Of Omaha Investor Services
    Coral Gables, FL
  • 03/2019 → Present
    Mutual Of Omaha Insurance Company
    Coral Gables, FL
  • 01/2018 → 02/2019
    Unemployed And Student (Ana G Mendez University System)
    Medley, FL
  • 11/2017 → 01/2018
    Discovery Port Kids Academy
    Orlando, FL
  • 04/2017 → 11/2017
    Unemployed And Student In Ana G Mendez University Sytem
    Orlando, FL
  • 01/2016 → 03/2017
    Unemployed
    Puerto Rico And Orlando, FL
Other Businesses

Insurance Agent - Start Date: 03/2019 - Non-investment Related - Insurance lines of business: Life and Health- Hours/per week during trading hours: 40+ 12/2022 - DBA Tomorrow Financial Strategies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-03
  • S65 Uniform Investment Adviser Law Examination
    2020-12-03
Designations
  • Certified Financial Planner
Other Names
  • Suhey Ríos
  • Suhey Rios

View on SEC IAPD

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