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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-13 |
| AL | RA | APPROVED | 2020-02-07 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2019 | Present |
| Elevations Credit Union | Boulder | CO | 11/2017 | 11/2019 |
| Servisfirst Bank | Birmingham | AL | 02/2016 | 11/2017 |
BUILD UP; NOT INV. RELATED; BIRMINGHAM,AL; FINANCIAL LITERACY VOLUNTEER TEACHER; START DATE 02/11/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; HELPING STUDENTS WITH FINANCIAL LITERACY. DURABLE POWER OF ATTORNEY FOR SPOUSE, INVT RELATED, BIRMINGHAM, AL, START DATE 1/10/2024, 0 HRS PER MONTH AND DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-07 |
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