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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-29 |
| CO | RA | APPROVED | 2020-01-30 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
370-17Th Street, Denver, CO 80202 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Denver | CO | 12/2019 | Present |
| Kpmg | Denver | CO | 10/2013 | 12/2019 |
1) Name of business: KIPP Colorado Schools./ Address: 1390 Lawrence St Denver Colorado United States./ Investment Related: No./ Nature: K-12 Charter Education./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Organize advisory board fundraising and community service activities./ Start Date: 10/1/2015./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-30 |
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