Harrison Tanner Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 02/2020
  Rhi General Group
  San Ramon, CA
• 11/2019 → 02/2020
  Wells Fargo Clearing Services Llc
  Salt Lake City, UT
• 05/2019 → 10/2019
  Unemployed
  Rexburg, ID
• 01/2019 → 04/2019
  Charles Koch Institute
  Rexburg, ID
• 10/2018 → 12/2018
  Idaho Freedom Foundation
  Rexburg, ID
• 01/2018 → 09/2018
  Unemployed
  Rexburg, ID
• 09/2017 → 12/2017
  Rexburg Business And Discovery Center
  Rexburg, ID
• 11/2016 → 08/2017
  Unemployed
  Rexburg, ID
• 08/2016 → 11/2016
  Walmart
  Rexburg, ID
• 06/2020 → 02/2022
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 02/2020 → 06/2020
  Unemployed
  Salt Lake City, UT
• 02/2022 → 09/2024
  Zions Direct
  Salt Lake City, UT
• 10/2024 → Present
  Zions Bank
  Salt Lake City, UT
• 10/2024 → Present
  Lpl Financial
  Salt Lake City, CA

Previous Registrations

• 2023-11-13 → 2024-10-03
  Zions Capital Advisors, Inc.
  Salt Lake City, UT
• 2020-06-11 → 2022-02-16
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT

Other Businesses

1) 09/2024 - Zion Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2020-03-10

Other Names

• Harrison Smith