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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

2028 E Ben White Blvd. Ste. 235, Austin, TX 78741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Austin TX 02/2015 03/2021
Premier Solar Solutions Austin TX 01/2017 07/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2024 Present
Index Insurance Solutions, Llc Austin TX 04/2021 09/2024
Cambridge Investment Research, Inc. Fairfield IA 06/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
  • 02/2015 → 03/2021
    Bankers Life & Casualty, Inc
    Austin, TX
  • 01/2017 → 07/2018
    Premier Solar Solutions
    Austin, TX
  • 09/2024 → Present
    Fairfield, IA
  • 04/2021 → 09/2024
    Index Insurance Solutions, Llc
    Austin, TX
  • 06/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1. Index Insurance Solutions, LLC, 2028 E BEN WHITE BLVD, STE 235, AUSTIN TX 78741, United States, 04/01/2022, Owner, Insurance/Benefits/Human Resources, NIR, 80 HR/MO - 80 HR/MO TRADING 2. Paragon Jiu Jitsu Academy - Martial Arts Instructor, 6800 West Gate Blvd, Ste 116, Austin TX 78745, United States, 09/23/2024, Instructor, NIR, 20 HR/MO - 20 HR/MO TRADING 3. AFES Instructor, 405 Loop St, Buda TX 78610, United States, 09/26/2024, Instructor, Financial Education Services|Non Profit, NIR, 10 HR/MO - 0 HR/MO TRADING 4. HEBERT FINANCIAL SERVICES, 2028 E Ben White Blvd, Austin TX 78741, United States, 03/20/2025, Financial Advisor and Insurance Agent, Financial Services, IR, 100 HR/MO - 100 HR/MO TRADING 5. M&M SUBMISSION GRAPPLING ENTERPRISES LLC, 516 E Slaughter Ln 3404, Austin TX 78741, United States, 04/01/2025, Co-Owner, Sport/Fitness/Gaming, NIR, 0 HR/MO - 0 HR/MO TRADING 6. 4M FINANCIAL, 2028 E Ben White Blvd, Suite 235, Austin TX 78741, United States, 07/21/2025, Investment Advisor Representative, Financial Services, IR, 40 HR/MO - 100 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-10
S65 Uniform Investment Adviser Law Examination 2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2024-09-10
  • S65 Uniform Investment Adviser Law Examination
    2023-07-24

View on SEC IAPD

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