Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-11-10
  • LA RA
    APPROVED
    Since 2023-11-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Gonzales, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Baton Rouge LA 11/2019 02/2023
J.P. Morgan Securities Llc Baton Rouge LA 11/2019 02/2023
At&T Opelousas LA 05/2016 10/2019
University Of Louisiana At Lafayette Lafayette LA 08/2012 12/2017
Empower Financial Services, Inc Greenwood Village CO 05/2023 Present
  • 11/2019 → 02/2023
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 11/2019 → 02/2023
    J.P. Morgan Securities Llc
    Baton Rouge, LA
  • 05/2016 → 10/2019
    At&T
    Opelousas, LA
  • 08/2012 → 12/2017
    University Of Louisiana At Lafayette
    Lafayette, LA
  • 05/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Other Businesses

Altorney / Paralegal Reviewer. Document analysis, legal research, preparation of legal documents. 20 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-30
S63 Uniform Securities Agent State Law Examination 2023-08-29
  • S65 Uniform Investment Adviser Law Examination
    2023-10-30
  • S63 Uniform Securities Agent State Law Examination
    2023-08-29

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenwood Village, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor