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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-01-13 |
Branch Locations
321 S Highland Ave, Pierre, SD 57501 • United States
125 South 4Th Street, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rice & Associates, Inc. | Pierre | SD | 02/2019 | Present |
| American Bank & Trust | Pierre | SD | 10/2014 | 02/2019 |
| Acorn Trust Company | Pierre | SD | 05/2020 | Present |
Rice & Associates, Inc. - not investment related - Senior Accountant - Pierre South Dakota - 02/2019 - Approx 63 hours monthly during security trading hours - Approx 78 hours monthly - tax return prep, bookkeeping, consulting and tax planning. Acorn Trust Company - not investment related - trust officer - Pierre South Dakota - 05/2020 - Approx 86 hours monthly - Approx 86 hours during security trading hours - trust administration and office management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-03 |
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