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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-03

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Anchorage AK 12/2019 02/2020
Rio Sprinkler Systems Donna TX 06/2015 05/2018
Independent Process San Antonio TX 05/2018 07/2019
Micah Media Llc San Antonio TX 05/2019 10/2019
Morgan Stanley Smith Barney Llc Spokane WA 02/2020 10/2025
Morgan Stanley Private Bank, N.A New York NY 03/2020 10/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2025 Present
Bank Of America, N.A. Austin TX 01/2026 Present
  • 12/2019 → 02/2020
    Morgan Stanley Smith Barney Llc
    Anchorage, AK
  • 06/2015 → 05/2018
    Rio Sprinkler Systems
    Donna, TX
  • 05/2018 → 07/2019
    Independent Process
    San Antonio, TX
  • 05/2019 → 10/2019
    Micah Media Llc
    San Antonio, TX
  • 02/2020 → 10/2025
    Morgan Stanley Smith Barney Llc
    Spokane, WA
  • 03/2020 → 10/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 10/2025 → Present
    Austin, TX
  • 01/2026 → Present
    Bank Of America, N.A.
    Austin, TX
Previous Registrations
  • 2020-02-04 → 2025-10-06
    Anchorage, AK
    San Antonio, TX
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
  • S66 Uniform Combined State Law Examination
    2020-02-04

View on SEC IAPD

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