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1448 Nw Market St Suite 500, Seattle, WA 98107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-17 |
| VA | RA | APPROVED | 2022-03-17 |
| WA | RA | APPROVED | 2022-03-16 |
Branch Locations
1448 Nw Market St Suite 500, Seattle, WA 98107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morrison Hershfield Corporation | Seattle | WA | 02/2005 | 10/2019 |
| I3 (Insight, Investment, Insurance) | Fife | WA | 10/2019 | 04/2020 |
| Voya Financial Advisors, Inc. | Fife | WA | 12/2019 | 04/2020 |
| Pruco Securities Llc | Seattle | WA | 04/2020 | 03/2022 |
| The Prudential Insurance Company Of America | Seattle | WA | 04/2020 | 03/2022 |
| Northern Lights Advisors, Inc. | Seattle | WA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-14 |
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