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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-25
  • CA RA
    APPROVED
    Since 2020-08-25

Branch Locations

1145 E Dominguez St Ste L-1, Carson, CA 90746 • United States

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mirrau Events Marina Del Rey CA 07/2010 Present
Crenshaw Church Of Christ Los Angeles CA 08/2015 12/2018
Primerica Financial Services Carson CA 10/2007 Present
Pfs Investments Inc. Carson CA 12/2019 Present
  • 07/2010 → Present
    Mirrau Events
    Marina Del Rey, CA
  • 08/2015 → 12/2018
    Crenshaw Church Of Christ
    Los Angeles, CA
  • 10/2007 → Present
    Primerica Financial Services
    Carson, CA
  • 12/2019 → Present
    Carson, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Mirrau Events, Not Investment related, Nature of business: event planning & décor, 4325 Glencoe Ave, C9 12164 Marina Del Rey, CA 90292, 07/2010 to Present, Total number of hours per month 20 (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-08
S63 Uniform Securities Agent State Law Examination 2020-01-15
  • S65 Uniform Investment Adviser Law Examination
    2020-08-08
  • S63 Uniform Securities Agent State Law Examination
    2020-01-15
Other Names
  • Modesty Briggs

View on SEC IAPD

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