Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-10
TX RA APPROVED 2021-03-30
  • CT RA
    APPROVED
    Since 2022-05-10
  • TX RA
    APPROVED
    Since 2021-03-30

Branch Locations

727 Massachusetts Avenue, Cambridge, MA 02139 • United States

1414 Massachusetts Ave, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cranston RI 11/2019 Present
Bank Of America, N.A. Cranston RI 11/2019 Present
Fisher Agency Mansfield MA 07/2019 11/2019
Indeurec Guayaquil 04/2018 09/2018
Full Time Education Cambridge MA 09/2018 07/2019
Full Time Education Santiago De Chile 02/2012 04/2018
  • 11/2019 → Present
    Cranston, RI
  • 11/2019 → Present
    Bank Of America, N.A.
    Cranston, RI
  • 07/2019 → 11/2019
    Fisher Agency
    Mansfield, MA
  • 04/2018 → 09/2018
    Indeurec
    Guayaquil
  • 09/2018 → 07/2019
    Full Time Education
    Cambridge, MA
  • 02/2012 → 04/2018
    Full Time Education
    Santiago De Chile
Other Businesses

I*2048341, Entity Type, Name of OBA: Rental Property 1, Address: Boston, MA, 02138, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 12/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-03
  • S66 Uniform Combined State Law Examination
    2021-03-03

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Cambridge, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor