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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2019 | Present |
| Enterprise Rent-A-Car | Tempe | AZ | 07/2018 | 08/2019 |
| Goldstein Auto Group | Colonie | NY | 06/2017 | 04/2018 |
| Greenwood Farms | Albany | NY | 06/2016 | 09/2016 |
| Suny College At Oswego | Oswego | NY | 08/2013 | 05/2017 |
| Edible Arrangements | Albany | NY | 12/2015 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
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