John Tyler Neubauer

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-11
CA	RA	APPROVED	2023-02-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	11/2019	08/2021
Cellular Sales	Glendale	AZ	07/2017	10/2019
Marketsource	Glendale	AZ	03/2017	07/2017
Rogue Tomato	Glendale	AZ	01/2017	03/2017
Giordano's	Glendale	AZ	11/2016	01/2017
School	Glendale	AZ	01/2010	10/2016
Loandepot	Scottsdale	AZ	08/2021	05/2022
Fidelity Investments	Phoenix	AZ	09/2022	12/2022
Unemployed	Phoenix	AZ	05/2022	09/2022
Arizona State University	Tempe	AZ	08/2017	05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	12/2022	Present
Solutions Staffing	Glendale	AZ	08/2017	09/2017
Career Employment Professionals	Glendale	AZ	08/2017	09/2017
Glendale Community College	Glendale	AZ	08/2014	05/2017
Bank Of America, N.A.	Chandler	AZ	01/2023	Present

11/2019 → 08/2021

Charles Schwab & Co., Inc.

Phoenix, AZ
07/2017 → 10/2019

Cellular Sales

Glendale, AZ
03/2017 → 07/2017

Marketsource

Glendale, AZ
01/2017 → 03/2017

Rogue Tomato

Glendale, AZ
11/2016 → 01/2017

Giordano's

Glendale, AZ
01/2010 → 10/2016

School

Glendale, AZ
08/2021 → 05/2022

Loandepot

Scottsdale, AZ
09/2022 → 12/2022

Fidelity Investments

Phoenix, AZ
05/2022 → 09/2022

Unemployed

Phoenix, AZ
08/2017 → 05/2019

Arizona State University

Tempe, AZ
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
08/2017 → 09/2017

Solutions Staffing

Glendale, AZ
08/2017 → 09/2017

Career Employment Professionals

Glendale, AZ
08/2014 → 05/2017

Glendale Community College

Glendale, AZ
01/2023 → Present

Bank Of America, N.A.

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-08
S63	Uniform Securities Agent State Law Examination	2020-08-21

Other Firms