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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-21
WA RA APPROVED 2020-03-16
  • TX RA
    APPROVED
    Since 2021-12-21
  • WA RA
    APPROVED
    Since 2020-03-16

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 12/2019 Present
Bloomapi Seattle WA 12/2018 06/2019
Sdl International (Subs: Alterian Inc, And Intrepid Consultants) Wakefield MA 07/2014 05/2017
Unemployed Seattle WA 06/2017 11/2018
Unemployed Seattle WA 06/2019 11/2019
Bank Of America, N.A. Seattle WA 01/2020 Present
  • 12/2019 → Present
    Seattle, WA
  • 12/2018 → 06/2019
    Bloomapi
    Seattle, WA
  • 07/2014 → 05/2017
    Sdl International (Subs: Alterian Inc, And Intrepid Consultants)
    Wakefield, MA
  • 06/2017 → 11/2018
    Unemployed
    Seattle, WA
  • 06/2019 → 11/2019
    Unemployed
    Seattle, WA
  • 01/2020 → Present
    Bank Of America, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-13
  • S66 Uniform Combined State Law Examination
    2020-03-13

View on SEC IAPD

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