David Carl Leek

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mckinney	TX	11/2019	12/2022
Bank Of America	Lucas	TX	01/2018	11/2022
Allied Universal	Richardson	TX	03/2017	01/2018
Us Embassy Stockholm: Bureau Of Diplomatic Security	Stockholm		06/2016	03/2017
The Vanguard Group, Inc.	Plano	TX	12/2023	Present
Unemployed	Allen	TX	01/2023	12/2023
Vanguard Marketing Corporation	Plano	TX	12/2023	Present
Vanguard Advisers, Inc.	Plano	TX	12/2023	Present

11/2019 → 12/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mckinney, TX
01/2018 → 11/2022

Bank Of America

Lucas, TX
03/2017 → 01/2018

Allied Universal

Richardson, TX
06/2016 → 03/2017

Us Embassy Stockholm: Bureau Of Diplomatic Security

Stockholm
12/2023 → Present

The Vanguard Group, Inc.

Plano, TX
01/2023 → 12/2023

Unemployed

Allen, TX
12/2023 → Present

Vanguard Marketing Corporation

Plano, TX
12/2023 → Present

Vanguard Advisers, Inc.

Plano, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-20

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