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Yuying Lei

Wells Fargo Clearing Services, LLC

San Carlos, CA

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-21
  • CA RA
    APPROVED
    Since 2025-08-21

Branch Locations

632 Laurel St, San Carlos, CA 94070 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. San Francisco CA 02/2021 02/2022
Hsbc Bank Usa, N.A. San Francisco CA 06/2019 02/2022
On Fourth Café San Jose CA 03/2016 10/2017
Wells Fargo Clearing Services, Llc Los Gatos CA 05/2022 05/2024
Wells Fargo Bank. N.A. Los Gatos CA 05/2022 05/2024
Cathay Bank San Francisco CA 02/2022 05/2022
Jpmorgan Chase Bank, N.A. San Jose CA 06/2024 08/2025
J.P. Morgan Securities Llc San Jose CA 06/2024 08/2025
Unemployed San Francisco CA 11/2017 05/2019
Wells Fargo Clearing Services, Llc San Carlos CA 08/2025 Present
Wells Fargo Bank, Na San Carlos CA 08/2025 Present
  • 02/2021 → 02/2022
    Hsbc Securities (Usa) Inc.
    San Francisco, CA
  • 06/2019 → 02/2022
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 03/2016 → 10/2017
    On Fourth Café
    San Jose, CA
  • 05/2022 → 05/2024
    Wells Fargo Clearing Services, Llc
    Los Gatos, CA
  • 05/2022 → 05/2024
    Wells Fargo Bank. N.A.
    Los Gatos, CA
  • 02/2022 → 05/2022
    Cathay Bank
    San Francisco, CA
  • 06/2024 → 08/2025
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 06/2024 → 08/2025
    J.P. Morgan Securities Llc
    San Jose, CA
  • 11/2017 → 05/2019
    Unemployed
    San Francisco, CA
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    San Carlos, CA
  • 08/2025 → Present
    Wells Fargo Bank, Na
    San Carlos, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 2021-11-01
  • S66 Uniform Combined State Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    2021-11-01
Other Names
  • Kristine Lei

View on SEC IAPD

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MARTIN SCOTT MILLER
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ERICA LYNN ARROYO
BASSEL FUAD MANSOUR
DANIEL LEDER
ADDIE CHAN

Other Offices

MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
OSAIC WEALTH, INC. · SAN CARLOS, CA
PROPEL VENTURE PARTNERS MANAGEMENT CO. · SAN CARLOS, CA
HUSTLE FUND MANAGEMENT, LLC · SAN CARLOS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN CARLOS, CA
CITIGROUP GLOBAL MARKETS INC. · San Carlos, CA
U.S. BANCORP ADVISORS, LLC · San Carlos, CA

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