Timothy Michael Frohberg

Current Employers

Employment History

• 11/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2012 → 07/2022
  Nypd
  New York, NY
• 11/2019 → 07/2021
  Equitable Advisors, Llc
  New York, NY
• 07/2021 → 11/2023
  Royal Alliance
  Melville, NY
• 07/2021 → 11/2023
  Osaic Wealth, Inc.
  Hauppauge, NY
• 10/2022 → Present
  Timothy Michael Wealth Mangement, Llc
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Investment Services Inc.
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Advisory Services
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Hauppauge, NY
• 05/2023 → Present
  Book Sales
  Hauppauge, NY
• 02/2018 → 02/2019
  Working Wallet, Llc
  Holbrook, NY
• 04/2025 → Present
  Cincinatti Life Insurance Company
  Hauppauge, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Hauppauge, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2026 → Present
  S & P Financial Services
  Hauppauge, NY

Previous Registrations

• 2023-11-14 → 2025-09-05
  Avantax Advisory Services
  Hauppauge, NY
  Dallas, TX
• 2021-07-16 → 2023-11-17
  Osaic Wealth, Inc.
  Melville, NY
  Scottsdale, AZ
  Hauppauge, NY
  Plainview, NY
• 2020-02-05 → 2021-07-28
  Equitable Advisors, Llc
  Melville, NY

Other Businesses

1) BOOK SALES POSITION: Author NATURE: Investment Related Publication - "Preparing for Retirement: Building and Distributing Wealth." Book is about the basic building blocks of a retirement porfolio (i.e. what is a bond, what is a stock, etc.), sold on Amazon.com. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: Author- duties include monitoring sales and updating cover when appropriate. 2) TIMOTHY MICHAEL WEALTH MANGEMENT, LLC DBA FINEST RETIREMENT SERVICES AND DBA FINEST BUSINESS SERVICES POSITION: SOLE MEMBER NATURE: I offer investment planning, retirement planning, estate planning, insurance planning and financial planning through this entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 10/11/2022 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: Create and maintain brand advertising and prospect outreach, qualify potential prospects, meet with clients / build cohesive plans, maintain and manage investments, fill out all applications and process business such as insurance and annuity applications. 3) WORKING WALLET LLC POSITION: Sole Member NATURE: This LLC no longer has operational activities. The former function of the company was to produce books and other educational materials for investors. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2018 ADDRESS: 209 SPRINGMEADOW DRIVE, UNIT J, HOLBROOK NY 11741, United States DESCRIPTION: No current or future duties. 4) CINCINATTI LIFE INSURANCE COMPANY POSITION: LIFE INSURANCE SALES NATURE: SALE OF CINCINNATTI LIFE INSURANCE CONTRACT THROUGH APPROVED BGA CORE GROUP INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2025 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: SALE OF CINCINNATTI LIFE INSURANCE CONTRACT THROUGH APPROVED BGA CORE GROUP PLEASE CONTACT JASON ALLEN TO VERIFY APPROVAL 5) NAME OF OTHER BUSINESS: S & P FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2020-01-27

Other Names

• Timothy Frohberg
• Timothy M Frohberg