Nolan Richard Sand

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Reid West Golf Academies	Sun City West	AZ	02/2018	01/2020
Respect Pool Service And Repair	Glendale	AZ	09/2017	02/2018
Desert Schools Credit Union	Surprise	AZ	04/2017	09/2017
Desert Schools Financial Services	Phoenix	AZ	12/2016	04/2017
Farm Bureau Financial Services	Scottsdale	AZ	10/2015	12/2016
Kestra Investment Services/Harbor Investment Advisors	Aberdeen	WA	11/2019	12/2019
Kestra Private Wealth Services	Aberdeen	WA	11/2019	12/2019
Charles Schwab & Co., Inc.	Peoria	AZ	02/2020	10/2022
Charles Schwab Bank, Ssb	Peoria	AZ	03/2022	10/2022
Fidelity Investments	Peoria	AZ	10/2022	04/2026
Fidelity Investments	Boston	MA	03/2025	04/2026
Charles Schwab & Co., Inc.	Phoenix	AZ	04/2026	Present
Schwab Wealth Advisory, Inc.	Phoenix	AZ	04/2026	Present

02/2018 → 01/2020

Reid West Golf Academies

Sun City West, AZ
09/2017 → 02/2018

Respect Pool Service And Repair

Glendale, AZ
04/2017 → 09/2017

Desert Schools Credit Union

Surprise, AZ
12/2016 → 04/2017

Desert Schools Financial Services

Phoenix, AZ
10/2015 → 12/2016

Farm Bureau Financial Services

Scottsdale, AZ
11/2019 → 12/2019

Kestra Investment Services/Harbor Investment Advisors

Aberdeen, WA
11/2019 → 12/2019

Kestra Private Wealth Services

Aberdeen, WA
02/2020 → 10/2022

Charles Schwab & Co., Inc.

Peoria, AZ
03/2022 → 10/2022

Charles Schwab Bank, Ssb

Peoria, AZ
10/2022 → 04/2026

Fidelity Investments

Peoria, AZ
03/2025 → 04/2026

Fidelity Investments

Boston, MA
04/2026 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ
04/2026 → Present

Schwab Wealth Advisory, Inc.

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-15
S63	Uniform Securities Agent State Law Examination	2020-01-11

Other Firms