Raymond Tromba

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 04/2021
  Ebcs
  Palm Harbor, FL
• 09/2015 → 09/2017
  Isg
  Frisco, TX
• 09/2019 → Present
  Primerica Financial Services
  Tampa, FL
• 12/2019 → Present
  Pfs Investmnets Inc
  Tampa, FL

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Tromba Managed Properties, LLC, Investment Related, Palm Harbor, FL 33784, Nature of Business (Real Estate investing), Position/Title (Partner), Start Date (5/01/2019) to Present, 1-2 hours per month (1 of hours per month during securities trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-23
• S63 Uniform Securities Agent State Law Examination
  2020-01-30

Other Names

• Raymond Kenneth Tromba