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Felipe Roca

Hsbc Securities (Usa) Inc.

Aventura, FL

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-15
  • FL RA
    APPROVED
    Since 2024-07-15

Branch Locations

2950 Aventura Blvd., Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Aventura FL 09/2022 Present
Hsbc Bank Usa, N.A. Aventura FL 09/2022 Present
Desjardins Bank Hallandale Beach FL 04/2022 09/2022
Citizens Bank Fort Lauderdale FL 02/2022 04/2022
Hsbc Fort Lauderdale FL 01/2022 02/2022
Hsbc Canada Montreal 01/2020 12/2021
Hsbc Pompano Beach FL 03/2018 12/2019
Hsbc Pompano Beach FL 10/2017 03/2018
Brandsmart Deerfield Beach FL 07/2017 03/2018
Sears Montreal 01/2012 06/2017
  • 09/2022 → Present
    Hsbc Securities (Usa) Inc.
    Aventura, FL
  • 09/2022 → Present
    Hsbc Bank Usa, N.A.
    Aventura, FL
  • 04/2022 → 09/2022
    Desjardins Bank
    Hallandale Beach, FL
  • 02/2022 → 04/2022
    Citizens Bank
    Fort Lauderdale, FL
  • 01/2022 → 02/2022
    Hsbc
    Fort Lauderdale, FL
  • 01/2020 → 12/2021
    Hsbc Canada
    Montreal
  • 03/2018 → 12/2019
    Hsbc
    Pompano Beach, FL
  • 10/2017 → 03/2018
    Hsbc
    Pompano Beach, FL
  • 07/2017 → 03/2018
    Brandsmart
    Deerfield Beach, FL
  • 01/2012 → 06/2017
    Sears
    Montreal
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-12
S63 Uniform Securities Agent State Law Examination 2022-10-29
  • S66 Uniform Combined State Law Examination
    2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2022-10-29
Other Names
  • Luis F Rocalessel
  • Luis Felipe Roca Lessel

View on SEC IAPD

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