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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-24 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walden Station/Brown Investment Properties | Charlotte | NC | 08/2015 | 01/2019 |
| Bankers Life | Charlotte | NC | 08/2019 | 10/2019 |
| New York Life Insurance Co. | Charlotte | NC | 11/2019 | 01/2023 |
| Nylife Securities Llc | Charlotte | NC | 11/2019 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 01/2023 | 05/2024 |
| Wells Fargo Bank, Na | Charlotte | NC | 01/2023 | 05/2024 |
| Jpmorgan Chase Bank, N.A. | Charlotte | NC | 07/2024 | 01/2025 |
| J.P. Morgan Securities Llc | Charlotte | NC | 07/2024 | 01/2025 |
| Unemployed | Charlotte | NC | 02/2019 | 07/2019 |
| Unemployed | Charlotte | NC | 06/2024 | 06/2024 |
| First Citizens Bank | Denver | NC | 01/2025 | 06/2026 |
| First Citizens Investor Services | Raleigh | NC | 02/2025 | 06/2026 |
| Empower Financial Services Inc | Greenwood Village | CO | 06/2026 | Present |
| Empower Advisory Group Llc | Greenwood Village | CO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-09 |
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