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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-23
AZ RA APPROVED 2025-11-06
CA RA APPROVED 2023-12-18
  • FL RA
    APPROVED
    Since 2025-12-23
  • AZ RA
    APPROVED
    Since 2025-11-06
  • CA RA
    APPROVED
    Since 2023-12-18

Branch Locations

445 N. Bedford Dr., Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Woodland Hills CA 09/2020 10/2021
Hsbc Bank Usa, N.A. Woodland Hills CA 07/2019 10/2021
Bank Of The West Burbank CA 07/2017 06/2019
Courtesy Electric Glendale CA 10/2016 04/2017
Moved To United States Los Angeles CA 01/2016 10/2016
Mufg Union Bank Westlake Village CA 10/2021 02/2022
Unionbanc Investment Services Thousand Oaks CA 01/2022 02/2022
Hsbc Securities (Usa) Inc. Beverly Hills CA 05/2022 Present
  • 09/2020 → 10/2021
    Woodland Hills, CA
  • 07/2019 → 10/2021
    Hsbc Bank Usa, N.A.
    Woodland Hills, CA
  • 07/2017 → 06/2019
    Bank Of The West
    Burbank, CA
  • 10/2016 → 04/2017
    Courtesy Electric
    Glendale, CA
  • 01/2016 → 10/2016
    Moved To United States
    Los Angeles, CA
  • 10/2021 → 02/2022
    Mufg Union Bank
    Westlake Village, CA
  • 01/2022 → 02/2022
    Unionbanc Investment Services
    Thousand Oaks, CA
  • 05/2022 → Present
    Beverly Hills, CA
Other Businesses

1. The name of the other business - California Department of Social Services /IHSS 2. Whether the business is investment-related: No its not investment related 3. The address of the other business - 21615 Plummer St, Chatsworth, CA 91311 4. The nature of the other business: Social Service 5. Your position: In Home care provider for my parents 6. Title/Relationship with the other business: Home Care Provider 7. The start date of your relationship: 7/1/2025 8. The approximate number of hours/month you devote to the other business: anytime I'm at home and not during my HSBC business hours . 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: I will be provider for my parents and assist them with their daily needs when I'll be at home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-16
S63 Uniform Securities Agent State Law Examination 2021-04-15
  • S66 Uniform Combined State Law Examination
    2023-12-16
  • S63 Uniform Securities Agent State Law Examination
    2021-04-15
Other Names
  • Derek Sardarian
  • Deren Sardarian

View on SEC IAPD

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