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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-23 |
| AZ | RA | APPROVED | 2025-11-06 |
| CA | RA | APPROVED | 2023-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Woodland Hills | CA | 09/2020 | 10/2021 |
| Hsbc Bank Usa, N.A. | Woodland Hills | CA | 07/2019 | 10/2021 |
| Bank Of The West | Burbank | CA | 07/2017 | 06/2019 |
| Courtesy Electric | Glendale | CA | 10/2016 | 04/2017 |
| Moved To United States | Los Angeles | CA | 01/2016 | 10/2016 |
| Mufg Union Bank | Westlake Village | CA | 10/2021 | 02/2022 |
| Unionbanc Investment Services | Thousand Oaks | CA | 01/2022 | 02/2022 |
| Hsbc Securities (Usa) Inc. | Beverly Hills | CA | 05/2022 | Present |
1. The name of the other business - California Department of Social Services /IHSS 2. Whether the business is investment-related: No its not investment related 3. The address of the other business - 21615 Plummer St, Chatsworth, CA 91311 4. The nature of the other business: Social Service 5. Your position: In Home care provider for my parents 6. Title/Relationship with the other business: Home Care Provider 7. The start date of your relationship: 7/1/2025 8. The approximate number of hours/month you devote to the other business: anytime I'm at home and not during my HSBC business hours . 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: I will be provider for my parents and assist them with their daily needs when I'll be at home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-15 |
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