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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-15 |
| CA | RA | APPROVED | 2024-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 10/2018 | 09/2023 |
| University Of Califoirnia, Riverside | Riverside | CA | 09/2013 | 03/2018 |
| University Of Califoirnia, Riverside Athletic Department | Riverside | CA | 10/2016 | 11/2017 |
| The Black Sheep | Riverside | CA | 01/2018 | 03/2018 |
| Mwa Financial Services Inc | Rock Island | IL | 11/2019 | 09/2023 |
| Unemployed | Riverside | CA | 06/2018 | 09/2018 |
| Fairmont Miramar Hotel And Bungalows | Santa Monica | CA | 06/2023 | 10/2023 |
| Quintus Investment Counsel | Pasadena | CA | 10/2023 | 06/2024 |
| Raymond James Financial Services, Inc. | Pasadena | CA | 10/2023 | 06/2024 |
| Raymond James Financial Services Advisors, Inc. | Pasadena | CA | 10/2023 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Encino | CA | 07/2024 | Present |
| Bank Of America, N.A. | Encino | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-03 |
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