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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-08 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Digital Intelligence Systems | Saint Louis | MO | 05/2026 | Present |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 05/2026 | Present |
| Ayco: A Goldman Sachs Company | Irvine | CA | 06/2020 | 01/2021 |
| Northwestern Mutual | Woodland Hills | CA | 12/2019 | 05/2020 |
| Pepperdine University | Malibu | CA | 09/2018 | 04/2019 |
| Truman State University | Kirksville | MO | 08/2015 | 05/2018 |
| Truman State University | Kirksville | MO | 08/2014 | 05/2018 |
| Pepperdine University | Malibu | CA | 08/2018 | 04/2020 |
| You Are Loved Foods | Newbury Park | CA | 06/2019 | 08/2019 |
| Wells Fargo Clearing Services | St. Louis | MO | 07/2022 | 04/2025 |
| Express Scripts | St Louis | MO | 02/2021 | 11/2021 |
| The Alliance, An Integrity Company | St Louis | MO | 02/2022 | 07/2022 |
| New York Life Insurance Company | St Louis | MO | 12/2025 | 05/2026 |
| Nylife Securities Llc | St Louis | MO | 01/2026 | 05/2026 |
| Ampersand Partners | St Louis | MO | 07/2025 | 12/2025 |
| Unemployed | St Louis | MO | 04/2025 | 07/2025 |
| Eagle Strategies Llc | Creve Coeur | MO | 02/2026 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-01 |
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