David Koses Landy

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-04-26

CT RA
APPROVED

Since 2021-04-26

Branch Locations

Melrose , MA • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Boston	MA	12/2019	Present
State Street Global Advisors	Boston	MA	06/2017	11/2019
State Street Bank	Quincy	MA	06/2016	07/2017

12/2019 → Present

Ubs Financial Services, Inc.

Boston, MA
06/2017 → 11/2019

State Street Global Advisors

Boston, MA
06/2016 → 07/2017

State Street Bank

Quincy, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-26

S66 Uniform Combined State Law Examination

2021-04-26

Other Names

David Landy

View on SEC IAPD

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