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Wendi Chrystina Cowdrey-Ragon

LPl Financial LLC

Melrose, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-05-18
  • MA RA
    APPROVED
    Since 2022-05-18

Branch Locations

108 Main Street, Melrose, MA 02176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Danvers MA 02/2016 12/2016
Cuna Mutual Group Waverly IA 05/2017 Present
Cuna Brokerage Services, Inc Waverly IA 05/2017 Present
Unemployed Melrose MA 01/2017 05/2017
Lpl Financial Llc Melrose MA 05/2022 Present
  • 02/2016 → 12/2016
    Voya Financial Advisors
    Danvers, MA
  • 05/2017 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2017 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 01/2017 → 05/2017
    Unemployed
    Melrose, MA
  • 05/2022 → Present
    Melrose, MA
Previous Registrations
  • 2017-06-18 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Burlington, MA
    Chelsea, MA
    Brownstown Twp, MI
    Melrose, MA
  • 2016-03-28 → 2016-12-31
    Melrose, MA
    Danvers, MA
  • 2014-11-03 → 2016-03-01
    Investors Capital Corp.
    Melrose, MA
    Danvers, MA
    Lynnfield, MA
  • 2010-09-28 → 2014-07-07
    People'S Securities, Inc.
    Bridgeport, CT
    Bridgeport, CT
    Rochester, NH
    Wolfeboro, NH
    York, ME
    Kennebunkport, ME
    South Berwick, ME
    Kennebunk, ME
    Kittery, ME
    Wells, ME
    Wolfeboro, NH
    Merrimack, NH
    Salem, NH
    Nashua, NH
    Derry, NH
    Concord, NH
    Plaistow, NH
    Manchester, NH
    Nashua, NH
    Hampstead, NH
    Manchester, NH
  • 2009-11-17 → 2010-04-05
    Td Wealth Management Services Inc.
    Pemberton, NJ
    Torrington, CT
    Springfield, MA
    Rocky Hill, CT
    Chicopee, MA
    Saddle Brook, NJ
    Portsmouth, NH
    Bedford, NH
    Beverly, MA
    Ipswich, MA
    Woodbury, CT
    Haverhill, MA
    Niskayuna, NY
    New Britain, CT
    Westmont, NJ
    Epping, NH
    West Chester, PA
    Newburyport, MA
    Middletown, NY
    Fairfield, CT
    West Chester, PA
    Chelmsford, MA
    Peabody, MA
    Northampton, MA
    Plainville, CT
    Little Egg Harbor, NJ
    Chester, NY
  • 2007-12-14 → 2009-11-17
    Cetera Investment Services Llc
    Portsmouth, NH
    Bedford, NH
  • 2005-11-01 → 2007-12-10
    Bedford, NH
    Manchester, NH
    Portsmouth, NH
  • 2004-02-05 → 2005-08-01
    Td Ameritrade, Inc.
    Indian Wells, CA
  • 2003-06-06 → 2003-09-22
    Banc Of America Investment Services, Inc.
    Palm Springs, CA
  • 2000-06-28 → 2003-06-03
    Stuart, FL
Other Businesses

1. 05-18-2022-Metro Investment Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 1988-08-29
  • S66 Uniform Combined State Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    1988-08-29
Other Names
  • Wendi Chrystina Cowdrey
  • Wendi Cowdrey
  • Wendi Chrystina Cowdreysellar
  • Wendi Chrystina Cowdrey-Sellar
  • Wendi C Ragon

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