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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-05
TX RA APPROVED 2013-10-16
  • CA RA
    APPROVED
    Since 2017-06-05
  • TX RA
    APPROVED
    Since 2013-10-16

Branch Locations

101 S Ellsworth Ave, San Mateo, CA 94401 • United States

El Sobrante, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Mateo CA 08/2013 Present
Bank Of America, N.A. San Mateo CA 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-11
S63 Uniform Securities Agent State Law Examination 2010-06-12
  • S66 Uniform Combined State Law Examination
    2017-03-11
  • S63 Uniform Securities Agent State Law Examination
    2010-06-12
Other Names
  • Monica Selena Ramos
  • Monica S Collin
  • Monica S Navarro

View on SEC IAPD

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