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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-01-14
  • ND RA
    APPROVED
    Since 2021-01-14

Branch Locations

Fargo, ND • United States

2300 13Th Ave S Ste B, Fargo, ND 58103-3700 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fargodome Fargo ND 10/2015 01/2017
West Acres Fargo ND 06/2017 11/2017
Sorenson Sales And Marketing Llc Plymouth MN 05/2018 10/2019
Ndsu Fargo ND 01/2015 05/2019
Ameriprise Financial Services, Inc Fargo ND 10/2019 03/2020
Ameriprise Financial Services, Llc Fargo ND 03/2020 Present
  • 10/2015 → 01/2017
    Fargodome
    Fargo, ND
  • 06/2017 → 11/2017
    West Acres
    Fargo, ND
  • 05/2018 → 10/2019
    Sorenson Sales And Marketing Llc
    Plymouth, MN
  • 01/2015 → 05/2019
    Ndsu
    Fargo, ND
  • 10/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Fargo, ND
  • 03/2020 → Present
    Fargo, ND
Other Businesses

Business Ownership; Other; Other; 24th Avenue N, , Plymouth, MN, 55447; Not Investment-Related; 11/04/2019; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Outside Employment; LFP Consulting; Other; 505 E Main Ave Ste. 100, , Bismarck, ND, 58501; Not Investment-Related; 07/07/2021; 60 during trading hours; 60 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23
Other Names
  • Mark James Sorenson

View on SEC IAPD

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